The Moves Wire the industry’s tape for talent · updated continuously
Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.
50 of the latest entries match
Sep 23Registrations3 advisors off FROST INVESTMENT SERVICES’s roster · destinations pending● VERIFIED
Sep 23Registrations12 advisors off Frost Investment Services’s roster · destinations pending● VERIFIED
Sep 21BreakawayJeff Green · team of 5 — Raymond James Financial Services → Concurrent Investment Advisors
Sep 21Registrations7 advisors off CBIZ Investment Advisory Services LLC’s roster · destinations pending● VERIFIED
Sep 19Registrations2 advisors onto KESTRA PRIVATE WEALTH SERVICES, LLC’s roster● VERIFIED
Sep 18Registrations2 advisors onto KESTRA PRIVATE WEALTH SERVICES, LLC’s roster● VERIFIED
Sep 17Registrations10 advisors off Frost Investment Services’s roster · destinations pending● VERIFIED
Sep 15MoveWilliam "Billy" Marino — UBS FINANCIAL SERVICES INC. → CRESSET ASSET MANAGEMENT, LLC● VERIFIED
Sep 15Registrations7 advisors off CBIZ Investment Advisory Services LLC’s roster · destinations pending● VERIFIED
Sep 12Registrations22 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 12Registrations7 advisors off FROST INVESTMENT SERVICES’s roster · destinations pending● VERIFIED
Sep 12Registrations10 advisors off Frost Investment Services’s roster · destinations pending● VERIFIED
Sep 10Registrations2 advisors onto PROSPERA FINANCIAL SERVICES, INC.’s roster● VERIFIED
Sep 10Registrations18 advisors off Prospera Financial Services’s roster · destinations pending● VERIFIED
Sep 9Registrations7 advisors off CBIZ Investment Advisory Services LLC’s roster · destinations pending● VERIFIED
Sep 8Registrations4 advisors onto FROST INVESTMENT SERVICES’s roster● VERIFIED
Sep 8Registrations21 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 7Registrations4 advisors onto FROST INVESTMENT SERVICES’s roster● VERIFIED
Sep 5Registrations3 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Sep 4Registrations7 advisors off CBIZ Investment Advisory Services LLC’s roster · destinations pending● VERIFIED
Sep 2Registrations11 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 1Registrations3 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 30Registrations4 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 29Registrations25 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Aug 23Registrations2 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 22MoveGabriel Armancas · $140M — Ameriprise Financial Services → Wells Fargo Advisors Financial Network (FiNet)
Aug 22Team lift-outFrederick Spagnola · team of 2 — UBS Financial Services → Wells Fargo Advisors Financial Network (FiNet)
Aug 18Registrations6 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Sep 9BreakawayRobert A. Bonfiglio · team of 40 — Ameriprise Financial Services → Rise Private Wealth Management
Sep 9BreakawayBrent A. Kiley · team of 40 — Ameriprise Financial Services → Rise Private Wealth Management
From the Moves Desk
Raymond James runs both channels against the Commonwealth clock
A $1.75 billion week arrives through employee and independent bids, as LPL's conversion deadline turns Commonwealth teams into scheduled supply.
Three Panhandle practices boomerang back to LPL
Three Panhandle practices holding $430 million return to a platform their principals used through 2022, and that prior acquaintance is the part LPL is really selling.
Bahnsen's exit turns organic growth into the sellable asset
From $600 million to $10.5 billion with no acquisitions, and Hightower buys the machine that made it.
LPL's recruiting pitch now runs through its own alumni list
A $430 million Texas Panhandle trio arrives from Raymond James, and the reason one of them gives for coming back says more about LPL's platform budget than about its independence pitch.
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