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Independent Intelligence on Sustainable Investment Capital
Sunday, October 4, 2026The Morning Brief →Sign in
bank

Citizens Securities

JOHNSTON, RI
CRD: 39550
In PWD coverage since September 10, 2026 · 1 story
$12.9BRegulatory AUMSEC Form ADV · Oct 3
471EmployeesForm ADV
-1Talent net · 12 months0 in · 1 out
Regulatory AUM · Sep 12 – Oct 3
Observed recruiting events · 12 monthsOn the wire →
Net -1 · 0 incoming events · 1 outgoing events
Arrivals
None tracked.
Departures
Darron L. Carpenter
Sep 10 · to Wells Fargo Advisors
PWD coverage
Moves

Wells Fargo's $590 million month is really three small hires

Two of the three books came out of deposit-franchise brokerage programs, which is a cheaper second front than the wirehouse recruiting war admits.
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